-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXwciWM3qu6an/ICptdDsO9Mw4g/qEAucSqJsBj0jhLaFeNVWDdXP4wMDYQZrK1y 86MXpPZgwUVByGzWUi+O4g== 0000950152-01-000706.txt : 20010212 0000950152-01-000706.hdr.sgml : 20010212 ACCESSION NUMBER: 0000950152-01-000706 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE AMERICA INC CENTRAL INDEX KEY: 0000083402 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 720654145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-12039 FILM NUMBER: 1529134 BUSINESS ADDRESS: STREET 1: 1521 LOCUST ST STREET 2: 4TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19102 BUSINESS PHONE: 2155465005 MAIL ADDRESS: STREET 1: 1521 LOCUST ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE EXPLORATION INC DATE OF NAME CHANGE: 19890214 FORMER COMPANY: FORMER CONFORMED NAME: SMTR CORP DATE OF NAME CHANGE: 19700522 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EIGEL JAMES C CENTRAL INDEX KEY: 0001133481 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1201 EDGECLIFF PLACE CITY: CINCINNATI STATE: OH ZIP: 45206 MAIL ADDRESS: STREET 1: 1201 EDGECLIFF PLACE CITY: CINCINNATI STATE: OH ZIP: 45206 SC 13G 1 l86303asc13g.txt RESOURCE AMERICA, INC. SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RESOURCE AMERICA, INC. ---------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 761195205 --------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 761195205 - ---------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James C. Eigel 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5 SOLE VOTING POWER 982,799 NUMBER OF -------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY -------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON 982,799 WITH -------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 982,799 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% 12 TYPE OF REPORTING PERSON* IN * See Instructions 2 3 ITEM 1 (a) NAME OF ISSUER: Resource America, Inc. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1521 Locust Street, 4th Floor Philadelphia, Pennsylvania 19102 ITEM 2 (a) - (c) NAMES, ADDRESSES & CITIZENSHIP OF PERSONS FILING: Name and Address Citizenship ---------------- ----------- James C. Eigel U.S.A. 1201 Edgecliff Place Cincinnati, Ohio 45206 ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2 (e) CUSIP NUMBER: 761195205 ITEM 3 If this statement is filed pursuant to secs.240.13d-1(b) or 240.13d-2(b) or (c), check whether the filing person is a: (a) [ ] Broker or dealer registered under section 15 of the Act. (b) [ ] Bank as defined in section 3 (a) (6) of the Act. (c) [ ] Insurance company as defined in section 3 (a) (19) of the Act. (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with sec.240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with sec.240.13d-1 (b) (1) (ii) (F). (g) [ ] A parent holding company or control person in accordance with sec.240.13d-1 (b) (ii) (G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. 3 4 (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) [ ] Group, in accordance with sec.240.13d-1 (b) (1) (ii) (J). ITEM 4 OWNERSHIP: (a) Amount beneficially owned: 982,799 ------- (b) Percentage of class: 5.6% ---- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 982,799 ------- (ii) Shared power to vote or to direct the vote 0 ------- (iii) Sole power to dispose or to direct the disposition of 982,799 ------- (iv) Shared power to dispose or to direct the disposition of 0 -------
ITEM 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6 OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. James C. Eigel has sole dispositive and voting power over all of the shares. In addition to Mr. Eigel's individual title to the shares, certain of the shares are titled in the name of additional entities, as follows: Jim Oil & Gas, Inc., an Ohio corporation: 58,935 shares ------------- Viking Investors, an Ohio limited partnership: 616,106 shares -------------- Eigel Investors, an Ohio limited partnership: 263,838 shares --------------
4 5 None of the above stated entities has either voting or dispositive power over the shares beneficially owned by Mr. Eigel. The remaining 43,920 shares are titled in the name of James C. Eigel individually. See also attached EXHIBIT A. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP See response to Item 7 ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 3, 2001 JAMES C. EIGEL /s/ James C. Eigel --------------------------------------- 5 6 EXHIBIT A IDENTIFICATION OF SUBSIDIARIES
- ------------------------------ ------------------------------- ------------------------------ ------------------------------- NAME OF ENTITY TYPE OF ENTITY STATE OF ORGANIZATION OWNERSHIP BY JAMES C. EIGEL - ------------------------------ ------------------------------- ------------------------------ ------------------------------- Jim Oil & Gas, Inc. Corporation Ohio 100% - ------------------------------ ------------------------------- ------------------------------ ------------------------------- Viking Investors Limited Partnership Ohio Sole Partner - ------------------------------ ------------------------------- ------------------------------ ------------------------------- Eigel Investors Limited Partnership Ohio Sole Partner - ------------------------------ ------------------------------- ------------------------------ -------------------------------
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